DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert John Schmitt
Feed of 09/14/2026
At current firm
5 y
since Aug 10, 2021
In the industry
28 y
since Nov 25, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Verdence Capital Advisors, LLC independent RIA currentsince Aug 10, 2021 · Hunt Valley, Md
- 1st Global Advisors Inc formerApr 29, 2009 to Nov 16, 2009 · Sparks, Md
- Sc&H Wealth independent RIAApr 29, 2009 to Aug 10, 2021 · Hunt Valley, Md
- Strategic Advisers LLC national BDMar 17, 2006 to Feb 20, 2009 · Towson, Md
- M&T Securities, Inc. unclassifiedMay 18, 2005 to Dec 21, 2005 · Cheektowaga, Ny
- T. Rowe Price Advisory Services, Inc. BD affiliatedOct 19, 1999 to May 13, 2004 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- Sc&H Wealth to Verdence Capital Advisors, LLCleft Aug 10, 2021, registered Aug 10, 2021 (0 days) · RIA to RIA
- 1st Global Advisors Inc to Sc&H Wealthleft Nov 16, 2009, registered Apr 29, 2009 (-201 days) · Other
- Strategic Advisers LLC to 1st Global Advisors Incleft Feb 20, 2009, registered Apr 29, 2009 (68 days) · Other
- M&T Securities, Inc. to Strategic Advisers LLCleft Dec 21, 2005, registered Mar 17, 2006 (86 days) · Other
- T. Rowe Price Advisory Services, Inc. to M&T Securities, Inc.left May 13, 2004, registered May 18, 2005 (370 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address