DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• F•••••• A••••••

L•• F•••••••• L••BD affiliatedWhitehouse Station, Njdual registrantIAPD 2874847

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• F A••••••

At current firm

2 y

since Sep 16, 2024

In the industry

27 y

since Jan 5, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 16, 2024 · Whitehouse Station, Nj
W•••• F•••• A••••••• wirehouse
Nov 8, 2019 to Sep 20, 2024 · Whitehouse Station, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Nov 20, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Apr 12, 2012 to Jul 13, 2018 · Morristown, Nj
W•••• F•••• A••••••• wirehouse
Apr 6, 2000 to Mar 26, 2012 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Sep 20, 2024, registered Sep 16, 2024 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••
left Nov 20, 2019, registered Nov 8, 2019 (-12 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S•••••••• A••••••• L••
left Mar 26, 2012, registered Apr 12, 2012 (17 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• F•••••• A•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-09-16)
Sep 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address