DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• G•••••• E••••••

C••••••••• F•••••••• N••••••national BDHavertown, Pa dual registrantIAPD 2893482

Feed of 09/14/2026

At current firm

6 y

since Jan 6, 2020

In the industry

29 y

since Jul 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Jan 6, 2020 · Wilmington, De
C••••••• S••••••••• I••• BD affiliated
May 2, 2014 to Jan 3, 2020 · Holmes, Pa
S•••••••• S••••••••• BD affiliated
Oct 4, 2013 to Apr 28, 2014 · Havertown, Pa
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Apr 27, 2004 to Mar 15, 2006 · Baltimore, Md
L•••••• R•••• C•••••• unclassified
Feb 5, 2004 to Apr 6, 2004 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••
left Jan 3, 2020, registered Jan 6, 2020 (3 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to C••••••• S••••••••• I•••
left Apr 28, 2014, registered May 2, 2014 (4 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• S•••••••••
left Mar 15, 2006, registered Oct 4, 2013 (2760 days) · Other
L•••••• R•••• C•••••• to T• R••• P•••• A••••••• S•••••••• I•••
left Apr 6, 2004, registered Apr 27, 2004 (21 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address