DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rupert Charles Curry
Certified Financial Planner
Feed of 09/14/2026
Also filed as Charles Curry
At current firm
5 y
since Aug 11, 2021
In the industry
27 y
since Sep 1, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Certified Advisory Corp independent RIA currentsince Aug 11, 2021 · Altamonte Springs, Fl
- B. Riley Wealth Advisors, Inc. BD affiliatedJan 8, 2021 to Jul 30, 2021 · Orlando, Fl
- Schwab Wealth Advisory, Inc. no RAUMFeb 14, 2012 to May 15, 2014 · Orlando, Fl
- Charles Schwab & Co., Inc. national BDMar 4, 2010 to Sep 8, 2020 · Orlando, Fl
- Wells Fargo Advisors wirehouseDec 22, 2008 to Dec 31, 2009 · Orlando, Fl
- Suntrust Investment Services, Inc. formerOct 21, 2003 to Oct 3, 2008 · Orlando, Fl
- Raymond James Financial Services, Inc. unclassifiedSep 26, 2000 to Dec 19, 2002 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Certified Advisory Corpleft Jul 30, 2021, registered Aug 11, 2021 (12 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Sep 8, 2020, registered Feb 14, 2012 (-3129 days) · channel change inside one enterprise, not a move
- Schwab Wealth Advisory, Inc. to B. Riley Wealth Advisors, Inc.left May 15, 2014, registered Jan 8, 2021 (2430 days) · Other
- Wells Fargo Advisors to Charles Schwab & Co., Inc.left Dec 31, 2009, registered Mar 4, 2010 (63 days) · Wirehouse to affiliated broker-dealer or bank
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Oct 3, 2008, registered Dec 22, 2008 (80 days) · Other
- Raymond James Financial Services, Inc. to Suntrust Investment Services, Inc.left Dec 19, 2002, registered Oct 21, 2003 (306 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address