RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jul 2, 2021 · Greenville, Sc
- N•••••• N•••••• • P••••••• I••• formerMay 1, 2018 to Nov 12, 2021 · Greenville, Sc
- W•••• F•••• A••••••• wirehouseSep 19, 2007 to May 1, 2018 · Greenville, Sc
- W•••• F•••• A••••••• wirehouseJan 6, 2004 to Sep 7, 2007 · Greenville, Sc
- N•••••• N•••••• • P••••••• I••• to C•••••••left Nov 12, 2021, registered Jul 2, 2021 (-133 days) · Other · moved with a team
- W•••• F•••• A••••••• to N•••••• N•••••• • P••••••• I•••left May 1, 2018, registered May 1, 2018 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 7, 2007, registered Sep 19, 2007 (12 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address