RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• D••••
- W••••••••• R••••••••• A••••••• institutional currentsince Apr 8, 2024 · Bethesda, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 1, 2016 to Mar 28, 2024 · Bethesda, Md
- S•••••••• A••••••• L•• national BDFeb 28, 2006 to Feb 5, 2007 · Marlborough, Ma
- C•••••• S••••• • C••• I••• national BDSep 23, 2005 to Nov 10, 2005 · Washington, Dc
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 11, 2003 to Oct 6, 2003 · Glen Burnie, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJan 1, 1999 to Sep 29, 2005 · Owings Mills, Md
- K••••• A••••••• S•••••••• L•• to W••••••••• R••••••••• A•••••••left Mar 28, 2024, registered Apr 8, 2024 (11 days) · Other · moved with a team
- S•••••••• A••••••• L•• to K••••• A••••••• S•••••••• L••left Feb 5, 2007, registered Dec 1, 2016 (3587 days) · Other
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Nov 10, 2005, registered Feb 28, 2006 (110 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 29, 2005, registered Mar 11, 2003 (-933 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Oct 6, 2003, registered Sep 23, 2005 (718 days) · Other
- M•••••• J••••• D•••• left K••••• A••••••• S•••••••• L•• for W••••••••• R••••••••• A••••••• (registered 2024-04-08)Mar 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address