RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M• L••••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Oct 24, 2024 · Addison, Tx
- S••••••• F•••••••• S•••••••• I••• formerJun 7, 2010 to Oct 4, 2010 · Fairfax, Va
- L•••••• • A••••••••• L•• unclassifiedAug 14, 2008 to Jul 24, 2024 · Fairfax, Va
- O• I••••••••• M••••••••• C• BD affiliatedMar 14, 2007 to Dec 31, 2007 · Fairfax, Va
- O• I••••••••• M••••••••• C• BD affiliatedMay 31, 2006 to Jan 24, 2007 · Fairfax, Va
- P••• A••••• S••••••••• L•• BD affiliatedDec 15, 2004 to Mar 28, 2006 · Fairfax, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 5, 2003 to May 7, 2004 · Vienna, Va
- P••• A••••• S••••••••• L•• BD affiliatedOct 5, 2001 to Jul 3, 2003 · Fairfax, Va
- L•••••• • A••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jul 24, 2024, registered Jun 7, 2010 (-5161 days) · Other
- S••••••• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Oct 4, 2010, registered Oct 24, 2024 (5134 days) · Other
- O• I••••••••• M••••••••• C• to L•••••• • A••••••••• L••left Dec 31, 2007, registered Aug 14, 2008 (227 days) · Other
- P••• A••••• S••••••••• L•• to O• I••••••••• M••••••••• C•left Mar 28, 2006, registered May 31, 2006 (64 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left May 7, 2004, registered Dec 15, 2004 (222 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 3, 2003, registered Dec 5, 2003 (155 days) · Other
- P•••• M• L•••••• left L•••••• • A••••••••• L•• for S••••••• F•••••••• S•••••••• I••• (registered 2010-06-07)Jul 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address