DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vaquero Global Investment LP

Former SEC-registered adviserSan Antonio, TexasCRD 145665SEC 801-80374IAPD
Latest filing Mar 31, 2021
First filing on the tape Sep 17, 2014 · 10 filings
RAUM
$30.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$11.2M gross assets
History
10 filings and snapshots on the tape
RAUM$30.7M as of Mar 31, 2021
Mar 23, 2015$94.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2021
Mar 23, 20152 then
Employees (5.A)3 as of Mar 31, 2021
Mar 23, 20154 then
Private funds1 as of Mar 31, 2021
Mar 23, 20151 then
RAUM -66% over the last fiscal year-34% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
$30.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
64%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-66%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$19.5M64%
  • Pooled investment vehicles$11.2M36%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Vaquero Master Em Credit Fund LtdHedge Fund$11.2M8Sep 17, 2014
Owners and control persons
Schedule A and B, latest filing
  • Lee Wilbur Matthews · Chief Executive Officer Of General Partnercontrol
    since 09/2007 · owns 75% or more
  • Fernanda Maria Vinueza · Chief Compliance Officercontrol
    since 04/2015 · owns less than 5%
  • Lee Wilbur Matthews · Membercontrol
    since 09/2007 · owns 75% or more of Vaquero Global Investment LLC
  • King Catherine Matthews · Partner
    since 09/2007 · owns less than 5%
Entity owners
  • Vaquero Global Investment LLC · General Partner
    direct · owns less than 5%
Related persons
Schedule D 7.A
  • Vaquero Global Partners LP
    pooled vehicle sponsory
Advisers that list Vaquero Global Investment LP as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Employees · 4 to 3
    May 15, 2020 to Mar 31, 2021
  • Discretionary RAUM · $90.0M to $30.7M
    May 15, 2020 to Mar 31, 2021
  • Pension RAUM · $20.4M to $19.5M
    May 15, 2020 to Mar 31, 2021
  • Pooled vehicle RAUM · $69.6M to $11.2M
    May 15, 2020 to Mar 31, 2021
  • RAUM · $90.0M to $30.7M
    May 15, 2020 to Mar 31, 2021
  • Advisory employees · 4 to 2
    Mar 29, 2019 to May 15, 2020
  • Discretionary RAUM · $47.0M to $90.0M
    Mar 29, 2019 to May 15, 2020
  • Pension RAUM · $21.1M to $20.4M
    Mar 29, 2019 to May 15, 2020
  • Pooled vehicle RAUM · $25.9M to $69.6M
    Mar 29, 2019 to May 15, 2020
  • RAUM · $47.0M to $90.0M
    Mar 29, 2019 to May 15, 2020
  • Discretionary RAUM · $108M to $47.0M
    Mar 28, 2018 to Mar 29, 2019
  • Pension RAUM · $22.2M to $21.1M
    Mar 28, 2018 to Mar 29, 2019
  • Pooled vehicle RAUM · $85.9M to $25.9M
    Mar 28, 2018 to Mar 29, 2019
  • RAUM · $108M to $47.0M
    Mar 28, 2018 to Mar 29, 2019
  • Advisory employees · 3 to 4
    Mar 30, 2017 to Mar 28, 2018
  • Pension plan clients · unset to 1.0
    Mar 30, 2017 to Mar 28, 2018
  • Pooled vehicle clients · unset to 1.0
    Mar 30, 2017 to Mar 28, 2018
  • Employees · 3 to 4
    Mar 30, 2017 to Mar 28, 2018
  • Other offices · unset to 0.0
    Mar 30, 2017 to Mar 28, 2018
  • Discretionary RAUM · $104M to $108M
    Mar 30, 2017 to Mar 28, 2018
  • Pension RAUM · unset to 22214000.0
    Mar 30, 2017 to Mar 28, 2018
  • Pooled vehicle RAUM · unset to 85875000.0
    Mar 30, 2017 to Mar 28, 2018
  • RAUM · $104M to $108M
    Mar 30, 2017 to Mar 28, 2018
  • Accounts · 6 to 2
    Mar 30, 2016 to Mar 30, 2017
  • Advisory employees · 4 to 3
    Mar 30, 2016 to Mar 30, 2017
  • Employees · 4 to 3
    Mar 30, 2016 to Mar 30, 2017
  • State-registered IARs · 2 to 1
    Mar 30, 2016 to Mar 30, 2017
  • Discretionary RAUM · $91.0M to $104M
    Mar 30, 2016 to Mar 30, 2017
  • RAUM · $91.0M to $104M
    Mar 30, 2016 to Mar 30, 2017
  • Accounts · 2 to 6
    Apr 30, 2015 to Mar 30, 2016
  • Discretionary RAUM · $94.5M to $91.0M
    Apr 30, 2015 to Mar 30, 2016
  • RAUM · $94.5M to $91.0M
    Apr 30, 2015 to Mar 30, 2016
  • Advisory activities · 1 to 2
    Mar 23, 2015 to Apr 30, 2015
  • Related adviser · true to false
    Mar 23, 2015 to Apr 30, 2015
  • Related bank · true to false
    Mar 23, 2015 to Apr 30, 2015
  • Discretionary RAUM · $110M to $94.5M
    Sep 17, 2014 to Mar 23, 2015
  • RAUM · $110M to $94.5M
    Sep 17, 2014 to Mar 23, 2015
Signals
1 dated events
  • Vaquero Global Investment Lp filed its initial SEC registration (Form ADV)
    Sep 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/VAQUERO-GLOBAL-INVESTMENTreportedpublic record, Form ADV, Sep 18, 2026
Website
VAQUEROLLC.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026