DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• L•••• C•••••••••

I•••••• A•••••••• I•••asset managerDowners Grove, IlIA-onlyIAPD 2913176

Feed of 09/14/2026

Also filed as S•••••• L•••• Coady

At current firm

2 y

since Feb 23, 2024

In the industry

26 y

since Dec 9, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••• A•••••••• I••• asset manager current
since Feb 23, 2024 · Downers Grove, Il
C•••••• A••••••• L•• asset manager
Nov 14, 2019 to Feb 16, 2024 · Naperville, Il
C•••••• W••••• M••••••••• L•• independent RIA
May 14, 2013 to Nov 14, 2019 · Naperville, Il
I••••••••• F•••••••• A••••••• independent RIA
Mar 28, 2008 to May 3, 2013 · Oak Brook, Il
M••••• S•••••• • C•• L•• unclassified
Mar 8, 2005 to Oct 10, 2005 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• L•• to I•••••• A•••••••• I•••
left Feb 16, 2024, registered Feb 23, 2024 (7 days) · Other
C•••••• W••••• M••••••••• L•• to C•••••• A••••••• L••
left Nov 14, 2019, registered Nov 14, 2019 (0 days) · Other · moved with a team
I••••••••• F•••••••• A••••••• to C•••••• W••••• M••••••••• L••
left May 3, 2013, registered May 14, 2013 (11 days) · Other
M••••• S•••••• • C•• L•• to I••••••••• F•••••••• A•••••••
left Oct 10, 2005, registered Mar 28, 2008 (900 days) · Other

Signals

S•••••• L•••• C••••••••• left C•••••• A••••••• L•• for I•••••• A•••••••• I••• (registered 2024-02-23)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address