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Registered advisor
R••••• B•••• R••••
Feed of 09/15/2026
Also filed as Bob Riney
At current firm
4 y
since May 10, 2022
In the industry
28 y
since Feb 27, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince May 10, 2022 · Menlo Park, Ca
- P•••••••• S••••••••• I••• BD affiliatedMar 17, 2020 to May 14, 2020 · San Jose, Ca
- S•••••••• A••••••• L•• national BDDec 1, 2015 to Apr 2, 2018 · Palo Alto, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDSep 15, 2015 to Nov 3, 2015 · Concord, Ca
- E•••••• C•••••• M••••••••• L•• formerNov 5, 2010 to Dec 7, 2012 · Arlington, Va
- M•• F•••••••• S•••••••• I••• formerFeb 26, 2009 to Oct 27, 2009 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left May 14, 2020, registered May 10, 2022 (726 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to P•••••••• S••••••••• I•••left Apr 2, 2018, registered Mar 17, 2020 (715 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Nov 3, 2015, registered Dec 1, 2015 (28 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 7, 2012, registered Sep 15, 2015 (1012 days) · Other
- M•• F•••••••• S•••••••• I••• to E•••••• C•••••• M••••••••• L••left Oct 27, 2009, registered Nov 5, 2010 (374 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address