RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 30, 2023 · Palo Alto, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 17, 2019 to Mar 22, 2023 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 23, 2018 to Jul 3, 2019 · Cupertino, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 23, 2014 to May 21, 2018 · San Francisco, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 24, 2006 to Jun 16, 2014 · Santa Clara, Ca
- T• A••••••••• I••• formerNov 24, 2006 to Jun 16, 2014 · Menlo Park, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 22, 2023, registered Mar 30, 2023 (8 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 3, 2019, registered Jul 17, 2019 (14 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 21, 2018, registered May 23, 2018 (2 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 16, 2014, registered Nov 24, 2006 (-2761 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 16, 2014, registered Jun 23, 2014 (7 days) · Other
- A•••• L•• C••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2023-03-30)Mar 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address