DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

G••••• M•••••• W•••••

P•• W••••• M•••••••••BD affiliatedCharlotte, Ncdual registrantIAPD 2921094

Feed of 09/14/2026

Also filed as Matt W•••••

At current firm

9 y

since May 30, 2017

In the industry

27 y

since May 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since May 30, 2017 · Charlotte, Nc
A••••••• A•••• M••••••••• I••• mixed wealth
Feb 28, 2014 to Nov 25, 2016 · Chester Springs, Pa
A•••••••• F•••• M••••••••• L•• asset manager
Dec 20, 2011 to Mar 3, 2014 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
May 25, 2010 to Dec 13, 2011 · Charlotte, Nc
E•••••••• I••••••••• M••••••••• C• unclassified
Nov 3, 2009 to Jan 6, 2010 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••••• A•••• M••••••••• I••• to P•• W••••• M•••••••••
left Nov 25, 2016, registered May 30, 2017 (186 days) · Other
A•••••••• F•••• M••••••••• L•• to A••••••• A•••• M••••••••• I•••
left Mar 3, 2014, registered Feb 28, 2014 (-3 days) · Other
W•••• F•••• A••••••• to A•••••••• F•••• M••••••••• L••
left Dec 13, 2011, registered Dec 20, 2011 (7 days) · Other
E•••••••• I••••••••• M••••••••• C• to W•••• F•••• A•••••••
left Jan 6, 2010, registered May 25, 2010 (139 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address