RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••••• G•••••
- T•••• A•••• M••••••••• asset manager currentsince Oct 26, 2020 · Arlington Heights, Il
- A••••••••• I••••••••• M••••• otherJan 16, 2020 to Aug 24, 2020 · Arlington Heights, Il
- B••••••• F•••••••• P••••••• L•• formerOct 26, 2012 to Dec 31, 2019 · Chicago, Il
- E•••••••• P•• independent RIAApr 20, 2009 to Oct 12, 2012 · Berwyn, Pa
- A••••••••• I••••••••• M••••• to T•••• A•••• M•••••••••left Aug 24, 2020, registered Oct 26, 2020 (63 days) · Other
- B••••••• F•••••••• P••••••• L•• to A••••••••• I••••••••• M•••••left Dec 31, 2019, registered Jan 16, 2020 (16 days) · Other
- E•••••••• P•• to B••••••• F•••••••• P••••••• L••left Oct 12, 2012, registered Oct 26, 2012 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address