DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• P•••• S••••

W•••• F•••• A•••••••wirehouseBeverly, Madual registrantIAPD 2923353

Feed of 09/14/2026

Also filed as Will S••••

At current firm

3 y

since Nov 7, 2022

In the industry

19 y

since Oct 2, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 7, 2022 · Beverly, Ma
M••••• S•••••• wirehouse
Nov 4, 2011 to Nov 17, 2022 · Boston, Ma
E••••• J•••• national BD
Sep 29, 2008 to Nov 8, 2011 · Waltham, Ma
N•• E•••••• S••••••••• C••••••••• former
Feb 2, 2007 to Oct 17, 2007 · Wakefield, Ma
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 19, 2006 to Dec 11, 2006 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Nov 17, 2022, registered Nov 7, 2022 (-10 days) · Wirehouse to wirehouse
E••••• J•••• to M••••• S••••••
left Nov 8, 2011, registered Nov 4, 2011 (-4 days) · Affiliated broker-dealer or bank to wirehouse
N•• E•••••• S••••••••• C••••••••• to E••••• J••••
left Oct 17, 2007, registered Sep 29, 2008 (348 days) · Other
A••••••••• F•••••••• S•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Dec 11, 2006, registered Feb 2, 2007 (53 days) · Other

Signals

W•••••• P•••• S•••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-11-07)
Nov 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address