DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauretta A Burkhart
Feed of 09/14/2026
Also filed as Lauretta Ann Burkhart
At current firm
0 y
since Mar 2, 2026
In the industry
22 y
since Nov 28, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Mar 2, 2026 · Mansfield, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 21, 2008 to Mar 5, 2026 · Mansfield, Oh
- Osaic Fs, Inc. formerAug 30, 2007 to Mar 10, 2008 · Lincoln, Ne
- State Farm Investment Management Corp. asset managerNov 28, 2003 to Jul 11, 2007 · Shelby, Oh
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Commonwealth Financial Networkleft Mar 5, 2026, registered Mar 2, 2026 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- Osaic Fs, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 10, 2008, registered May 21, 2008 (72 days) · Other
- State Farm Investment Management Corp. to Osaic Fs, Inc.left Jul 11, 2007, registered Aug 30, 2007 (50 days) · Other
Signals
- Lauretta A Burkhart left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Commonwealth Financial Network (registered 2026-03-02)Mar 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address