A•• S•••••

O•••• A••••••• S•••••••• L••BD affiliatedIrvington, Ny dual registrantIAPD 2925195

Feed of 09/14/2026

Also filed as A•• K•••• A••••••••• K•••• S••••••••• S•••••

At current firm

3 y

since May 25, 2023

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since May 25, 2023 · Atlanta, Ga
J••• M••••• S••••••••• L•• wirehouse
Jun 7, 2019 to May 26, 2023 · Irvington, Ny
M••••• S•••••• wirehouse
Jul 11, 2016 to May 31, 2019 · Purchase, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to O•••• A••••••• S•••••••• L••
left May 26, 2023, registered May 25, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to J••• M••••• S••••••••• L••
left May 31, 2019, registered Jun 7, 2019 (7 days) · Wirehouse to wirehouse

Signals

••• Locked
May 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address