RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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K••• K•••••• K•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 8, 2026 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedMar 21, 2019 to Jan 9, 2026 · Honolulu, Hi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 21, 2017 to Mar 14, 2019 · Honolulu, Hi
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 18, 2017 to Dec 22, 2017 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedDec 15, 2016 to Apr 27, 2017 · Honolulu, Hi
- M••••• S•••••• wirehouseSep 11, 2015 to Dec 15, 2016 · Honolulu, Hi
- B••••• A••••••• formerApr 1, 2005 to Sep 11, 2015 · Honolulu, Hi
- D•• I••••••• S••••••• unclassifiedMar 11, 2004 to May 27, 2004 · Honolulu, Hi
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 9, 2026, registered Jan 8, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 14, 2019, registered Mar 21, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 22, 2017, registered Dec 21, 2017 (-1 days) · Other
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 27, 2017, registered Apr 18, 2017 (-9 days) · Other · moved with a team
- M••••• S•••••• to L•• F•••••••• L••left Dec 15, 2016, registered Dec 15, 2016 (0 days) · Other
- B••••• A••••••• to M••••• S••••••left Sep 11, 2015, registered Sep 11, 2015 (0 days) · Other · moved with a team
- D•• I••••••• S••••••• to B••••• A•••••••left May 27, 2004, registered Apr 1, 2005 (309 days) · Other
- K••• K•••••• K••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-08)Jan 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address