DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• B•••••

P•• W••••• M•••••••••BD affiliatedMckinney, Tx dual registrantIAPD 2928119

Feed of 09/14/2026

Also filed as Jon Barham

At current firm

3 y

since Sep 7, 2023

In the industry

29 y

since Sep 9, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Sep 7, 2023 · Mckinney, Tx
L•• F•••••••• L•• BD affiliated
Jan 5, 2022 to Sep 8, 2023 · Garland, Tx
C••••••• S••••••••• former
Apr 8, 2020 to Jan 5, 2022 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Nov 7, 2017 to Apr 22, 2020 · Frisco, Tx
E••••• J•••• national BD
Apr 13, 2015 to Nov 7, 2017 · Frisco, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to P•• W••••• M•••••••••
left Sep 8, 2023, registered Sep 7, 2023 (-1 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• to L•• F•••••••• L••
left Jan 5, 2022, registered Jan 5, 2022 (0 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to C••••••• S•••••••••
left Apr 22, 2020, registered Apr 8, 2020 (-14 days) · Other
E••••• J•••• to J••• M••••• S••••••••• L••
left Nov 7, 2017, registered Nov 7, 2017 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

J••••••• B••••• left L•• F•••••••• L•• for P•• W••••• M••••••••• (registered 2023-09-07)
Sep 8, 2023 · Advisor changed firm · fact
J••••••• B••••• left C••••••• S••••••••• for L•• F•••••••• L•• (registered 2022-01-05)
Jan 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address