DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• L•• E••••••

P••••••••• • A• E••••••••• C••••••independent RIAOwings Mills, Md IA-onlyIAPD 2934344

Feed of 09/15/2026

Also filed as J••••• Pitts

At current firm

2 y

since Nov 15, 2023

In the industry

31 y

since Nov 1, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• • A• E••••••••• C•••••• independent RIA current
since Nov 15, 2023 · Owings Mills, Md
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• former
Sep 1, 2022 to Nov 15, 2023 · Philadelphia, Pa
C••••••••• F•••••••• N•••••• national BD
Jul 21, 2010 to Sep 9, 2022 · Phiadelphia, Pa
C••••••••• A•••••••• I•• former
Jun 26, 2002 to Nov 8, 2007 · Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• to P••••••••• • A• E••••••••• C••••••
left Nov 15, 2023, registered Nov 15, 2023 (0 days) · RIA to RIA · moved with a team
C••••••••• F•••••••• N•••••• to E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••
left Sep 9, 2022, registered Sep 1, 2022 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C••••••••• A•••••••• I•• to C••••••••• F•••••••• N••••••
left Nov 8, 2007, registered Jul 21, 2010 (986 days) · Other

Signals

J••••• L•• E•••••• left E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• for P••••••••• • A• E••••••••• C•••••• (registered 2023-11-15)
Nov 15, 2023 · Advisor changed firm · fact
J••••• L•• E•••••• left C••••••••• F•••••••• N•••••• for E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• (registered 2022-09-01)
Sep 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address