DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• A•••••••• S••••••••

C••••••• A•••• M••••••••• L••BD affiliatedAnn Arbor, Mi dual registrantIAPD 2938664

Feed of 09/15/2026

Also filed as Chuck Strickler

At current firm

6 y

since Jul 9, 2020

In the industry

28 y

since Nov 11, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• A•••• M••••••••• L•• BD affiliated current
since Jul 9, 2020 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Mar 25, 2016 to Jul 6, 2020 · San Francisco, Ca
J••• M••••• S••••••••• L•• wirehouse
Aug 5, 2011 to May 15, 2012 · San Francisco, Ca
U•• F•••••••• S••••••• I••• wirehouse
Sep 19, 2008 to Nov 26, 2010 · San Francisco, Ca
L••••• B••••••• I••• unclassified
Apr 1, 2008 to Oct 2, 2008 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C••••••• A•••• M••••••••• L••
left Jul 6, 2020, registered Jul 9, 2020 (3 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left May 15, 2012, registered Mar 25, 2016 (1410 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Nov 26, 2010, registered Aug 5, 2011 (252 days) · Wirehouse to wirehouse
L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••
left Oct 2, 2008, registered Sep 19, 2008 (-13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address