DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Anthony Mcgrath
Feed of 09/15/2026
At current firm
5 y
since Jun 15, 2021
In the industry
27 y
since May 1, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bison Wealth, LLC independent RIA currentsince Jun 15, 2021 · Atlanta, Ga
- Integrity Alliance, LLC BD affiliatedJan 21, 2021 to Mar 9, 2021 · Virginia Beach, Va
- Rauch Advisory LLC state registeredOct 28, 2016 to Jan 20, 2021 · Virginia Beach, Va
- Deeproot Wealth Advisors, LLC unclassifiedSep 12, 2014 to Feb 26, 2015 · San Antonio, Tx
- Osaic Fs, Inc. formerJul 16, 2009 to May 18, 2012 · Annapolis, Md
- Eagle Strategies LLC BD affiliatedMar 31, 2006 to Jul 16, 2009 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- Integrity Alliance, LLC to Bison Wealth, LLCleft Mar 9, 2021, registered Jun 15, 2021 (98 days) · RIA to RIA
- Rauch Advisory LLC to Integrity Alliance, LLCleft Jan 20, 2021, registered Jan 21, 2021 (1 days) · Other
- Deeproot Wealth Advisors, LLC to Rauch Advisory LLCleft Feb 26, 2015, registered Oct 28, 2016 (610 days) · Other
- Osaic Fs, Inc. to Deeproot Wealth Advisors, LLCleft May 18, 2012, registered Sep 12, 2014 (847 days) · Other
- Eagle Strategies LLC to Osaic Fs, Inc.left Jul 16, 2009, registered Jul 16, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address