DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Paul Wayne Shoquist
At current firm
0 y
since Mar 6, 2026
In the industry
28 y
since Oct 2, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Mar 6, 2026 · New Orleans, La
- Prime Capital Financial mixed wealthMay 13, 2022 to Mar 3, 2026 · Overland Park, Ks
- 20/20 Capital Management, Inc formerJul 22, 2016 to Dec 31, 2022 · Daytona Beach, Fl
- Ameritas Advisory Services formerOct 19, 2011 to Oct 2, 2017 · Daytona Beach, Fl
- Independent Financial Partners BD affiliatedDec 7, 2009 to Dec 12, 2011 · Winter Park, Fl
- LPL Financial LLC BD affiliatedSep 9, 2009 to Dec 12, 2009 · Winter Park, Fl
- Mutual Service Corporation unclassifiedOct 8, 2002 to Sep 28, 2009 · Winter Park, Fl
- Raymond James Financial Services, Inc. unclassifiedOct 2, 1997 to Aug 21, 2002 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- Prime Capital Financial to Newedge Advisorsleft Mar 3, 2026, registered Mar 6, 2026 (3 days) · RIA to affiliated broker-dealer or bank
- 20/20 Capital Management, Inc to Prime Capital Financialleft Dec 31, 2022, registered May 13, 2022 (-232 days) · RIA to RIA · moved with a team
- Ameritas Advisory Services to 20/20 Capital Management, Incleft Oct 2, 2017, registered Jul 22, 2016 (-437 days) · Other · moved with a team
- Independent Financial Partners to Ameritas Advisory Servicesleft Dec 12, 2011, registered Oct 19, 2011 (-54 days) · Other
- LPL Financial LLC to Independent Financial Partnersleft Dec 12, 2009, registered Dec 7, 2009 (-5 days) · Other
- Mutual Service Corporation to LPL Financial LLCleft Sep 28, 2009, registered Sep 9, 2009 (-19 days) · corporate re-registration, not a move
- Raymond James Financial Services, Inc. to Mutual Service Corporationleft Aug 21, 2002, registered Oct 8, 2002 (48 days) · Other
Signals
- Paul Shoquist left Prime Capital Financial for Newedge Advisors (registered 2026-03-06)Mar 3, 2026 · Advisor changed firm · fact
- Paul Shoquist left 20/20 Capital Management, Inc for Prime Capital Financial (registered 2022-05-13)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address