DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• K•••• R••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 2939907

Feed of 09/15/2026

Also filed as D•••• K R••••

At current firm

0 y

since Sep 29, 2025

In the industry

28 y

since Nov 5, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Sep 29, 2025 · Brooklyn, Oh
M••••• G••••• A••••••• I••• independent RIA
May 6, 2022 to Apr 21, 2025 · Ketchum, Id
L•• F•••••••• L•• BD affiliated
Feb 3, 2021 to May 17, 2022 · Kalispell, Mt
A••••••• A••••••• S••••••• former
Jul 11, 2019 to Dec 31, 2019 · Boise, Id
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 6, 2017 to Jun 10, 2019 · Meridian, Id
W•••••• • R••• former
Mar 2, 2015 to Nov 22, 2016 · Seattle, Wa
M•• F•••••••• S•••••••• I••• former
Jan 25, 2012 to Mar 3, 2015 · Bellevue, Wa
C•••••• S••••• • C••• I••• national BD
Oct 7, 2011 to Jan 9, 2012 · Seattle, Wa
C•••••• S••••••••• C••••••••• unclassified
Jul 1, 2010 to Sep 19, 2011 · Bellevue, Wa
T••••••••• W••••• independent RIA
Aug 21, 2007 to Apr 21, 2009 · Bellevue, Wa
C•••••• S••••••••• C••••••••• unclassified
Jan 8, 2007 to Aug 10, 2007 · Bellevue, Wa
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 3, 2001 to Jan 9, 2007 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to K•• I••••••••• S••••••• L••
left Apr 21, 2025, registered Sep 29, 2025 (161 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to M••••• G••••• A••••••• I•••
left May 17, 2022, registered May 6, 2022 (-11 days) · RIA to RIA
A••••••• A••••••• S••••••• to L•• F•••••••• L••
left Dec 31, 2019, registered Feb 3, 2021 (400 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to A••••••• A••••••• S•••••••
left Jun 10, 2019, registered Jul 11, 2019 (31 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to M•• I•••••••• S•••••••• L••
left Nov 22, 2016, registered Jan 6, 2017 (45 days) · Other
M•• F•••••••• S•••••••• I••• to W•••••• • R•••
left Mar 3, 2015, registered Mar 2, 2015 (-1 days) · Other
C•••••• S••••• • C••• I••• to M•• F•••••••• S•••••••• I•••
left Jan 9, 2012, registered Jan 25, 2012 (16 days) · Other
C•••••• S••••••••• C••••••••• to C•••••• S••••• • C••• I•••
left Sep 19, 2011, registered Oct 7, 2011 (18 days) · Other
T••••••••• W••••• to C•••••• S••••••••• C•••••••••
left Apr 21, 2009, registered Jul 1, 2010 (436 days) · Other
C•••••• S••••••••• C••••••••• to T••••••••• W•••••
left Aug 10, 2007, registered Aug 21, 2007 (11 days) · Other
C•••••••• G••••• M•••••• I••• to C•••••• S••••••••• C•••••••••
left Jan 9, 2007, registered Jan 8, 2007 (-1 days) · Other

Signals

D•••• K•••• R•••• left M••••• G••••• A••••••• I••• for K•• I••••••••• S••••••• L•• (registered 2025-09-29)
Apr 21, 2025 · Advisor changed firm · fact
D•••• K•••• R•••• left L•• F•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-05-06)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address