RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• A•••• M•••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Oct 22, 2025 · Asheville, Nc
- A•••••••• C•••••• M••••••••• independent RIAMar 21, 2018 to Oct 16, 2025 · Hickory, Nc
- C••••• • A••••••••• I••• independent RIASep 6, 2013 to Dec 13, 2017 · Hickory, Nc
- C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliatedJan 2, 2013 to Sep 11, 2013 · Raleigh, Nc
- C•• A•••••••• L•• unclassifiedApr 1, 2011 to Dec 31, 2012 · Raleigh, Nc
- S•••••• I••••••••• G••••• L•• formerFeb 2, 2011 to Apr 4, 2011 · Hickory, Nc
- A•••••••• C•••••• M••••••••• to I••••• P••••••••• W•••••• L••left Oct 16, 2025, registered Oct 22, 2025 (6 days) · RIA to RIA
- C••••• • A••••••••• I••• to A•••••••• C•••••• M•••••••••left Dec 13, 2017, registered Mar 21, 2018 (98 days) · Other
- C•••••• I••••••••• A••••••• S•••••••• L•• to C••••• • A••••••••• I•••left Sep 11, 2013, registered Sep 6, 2013 (-5 days) · Other
- C•• A•••••••• L•• to C•••••• I••••••••• A••••••• S•••••••• L••left Dec 31, 2012, registered Jan 2, 2013 (2 days) · corporate re-registration, not a move
- S•••••• I••••••••• G••••• L•• to C•• A•••••••• L••left Apr 4, 2011, registered Apr 1, 2011 (-3 days) · Other
- G••••• A•••• M••••• left A•••••••• C•••••• M••••••••• for I••••• P••••••••• W•••••• L•• (registered 2025-10-22)Oct 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address