T••• A• M••••••

C••••• I••••••••• A••••••• L••BD affiliatedWest Chester, Padual registrantIAPD 2941362

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as T••• A• M••••••

At current firm

0 y

since Nov 7, 2025

In the industry

28 y

since Oct 17, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 7, 2025 · West Chester, Pa
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jul 3, 2025 · Yardley, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 20, 2020 to Mar 31, 2025 · King Of Prussia, Pa
C••••••• S••••••••• I••• BD affiliated
Apr 9, 2019 to Aug 31, 2020 · Conshohocken, Pa
M••••• G••••• A••••••• I••• independent RIA
Aug 8, 2018 to Feb 1, 2019 · Radnor, Pa
P•• W••••• M••••••••• BD affiliated
Aug 21, 2013 to Jul 31, 2018 · Wilmington, De
T• A••••••••• I••• former
Sep 18, 2009 to Aug 13, 2013 · Marlton, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 16, 2009 to Aug 13, 2013 · Marlton, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 25, 2003 to Sep 9, 2009 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 3, 2025, registered Nov 7, 2025 (127 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 31, 2020, registered Oct 20, 2020 (50 days) · Affiliated broker-dealer or bank to another
M••••• G••••• A••••••• I••• to C••••••• S••••••••• I•••
left Feb 1, 2019, registered Apr 9, 2019 (67 days) · RIA to affiliated broker-dealer or bank
P•• W••••• M••••••••• to M••••• G••••• A••••••• I•••
left Jul 31, 2018, registered Aug 8, 2018 (8 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Aug 13, 2013, registered Sep 18, 2009 (-1425 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to P•• W••••• M•••••••••
left Aug 13, 2013, registered Aug 21, 2013 (8 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 9, 2009, registered Sep 16, 2009 (7 days) · Other

Signals

••• Locked
Jul 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address