RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• M••••• T••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Oct 24, 2019 · San Rafael, Ca
- L•• F•••••••• L•• BD affiliated currentsince Jan 28, 2016 · Wayne, Pa
- P•••••• A•••••• G••••• L•• BD affiliatedDec 17, 2015 to Oct 28, 2019 · King Of Prussia, Pa
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Dec 28, 2015 · Newtown Square, Pa
- N•••••••• C••••••• L•• independent RIAAug 29, 2011 to Mar 23, 2016 · Newtown Square, Pa
- N•• E•••••• S••••••••• C••••••••• formerJul 24, 2002 to Jan 2, 2015 · Newtown Square, Pa
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Oct 28, 2019, registered Jan 28, 2016 (-1369 days) · Other · moved with a team
- N•••••••• C••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 23, 2016, registered Jan 2, 2015 (-446 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••••• A•••••• G••••• L••left Dec 28, 2015, registered Dec 17, 2015 (-11 days) · Other
- N•• E•••••• S••••••••• C••••••••• to N•••••••• C••••••• L••left Jan 2, 2015, registered Aug 29, 2011 (-1222 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address