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Registered advisor
C•••• M••• K•••••••••
Feed of 09/14/2026
Also filed as C••••Topher M••• K•••••••••
At current firm
7 y
since Apr 29, 2019
In the industry
28 y
since Dec 1, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 29, 2019 · Palm Beach, Fl
- P•• W••••• M••••••••• BD affiliatedSep 18, 2014 to May 3, 2019 · Delray Beach, Fl
- S••••••• I••••••••• I••• formerOct 11, 2012 to Sep 16, 2014 · Boca Raton, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedApr 2, 2009 to Sep 27, 2012 · Tampa, Fl
- S•••••••• A••••••• L•• national BDFeb 10, 2003 to Dec 19, 2008 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 3, 2019, registered Apr 29, 2019 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• I••• to P•• W••••• M•••••••••left Sep 16, 2014, registered Sep 18, 2014 (2 days) · Other
- A••••• A•• P••••••• S••••••• to S••••••• I••••••••• I•••left Sep 27, 2012, registered Oct 11, 2012 (14 days) · Other
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 19, 2008, registered Apr 2, 2009 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address