DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• M•••••• B••••

N•••••••• W••••• M••••••••• I•••state registeredBloomington, MnIA-onlyIAPD 2951595

Feed of 09/14/2026

Also filed as Jim B••••

At current firm

6 y

since Feb 28, 2020

In the industry

28 y

since Nov 7, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• W••••• M••••••••• I••• state registered current
since Feb 28, 2020 · Bloomington, Mn
O•••• A••••••• S•••••••• L•• BD affiliated
Dec 4, 2017 to Jul 2, 2020 · Bloomington, Mn
W•••• F•••• A••••••• wirehouse
Aug 10, 2004 to Dec 6, 2017 · Bloomington, Mn
L•• F•••••••• L•• BD affiliated
Jul 15, 2002 to Aug 4, 2004 · Edina, Mn
W•••• F•••• A••••••• wirehouse
Mar 14, 2000 to Jul 10, 2002 · Bloomington North, Mn

Moves

a registration end followed by a registration begin elsewhere

O•••• A••••••• S•••••••• L•• to N•••••••• W••••• M••••••••• I•••
left Jul 2, 2020, registered Feb 28, 2020 (-125 days) · Affiliated broker-dealer or bank to a state-registered adviser
W•••• F•••• A••••••• to O•••• A••••••• S•••••••• L••
left Dec 6, 2017, registered Dec 4, 2017 (-2 days) · Wirehouse to independent RIA
L•• F•••••••• L•• to W•••• F•••• A•••••••
left Aug 4, 2004, registered Aug 10, 2004 (6 days) · Other
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jul 10, 2002, registered Jul 15, 2002 (5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address