G••••• L•• B••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 29, 2023 · Dewitt, Ny
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 10, 2022 to Sep 6, 2023 · Williamsville, Ny
• W•••• F•••• A••••••• wirehouse
  Apr 21, 2016 to Jan 11, 2022 · Williamsville, Ny
• M••••• S•••••• wirehouse
  Mar 31, 2010 to May 28, 2015 · Williamsville, Ny

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
  left Sep 6, 2023, registered Aug 29, 2023 (-8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 11, 2022, registered Jan 10, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• to W•••• F•••• A•••••••
  left May 28, 2015, registered Apr 21, 2016 (329 days) · Wirehouse to wirehouse · moved with a team

• ••• Locked
  Sep 6, 2023 · Advisor changed firm · fact
• ••• Locked
  Jan 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address