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Registered advisor
A•• M•••••• L•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Ari M L•••••
At current firm
0 y
since Apr 15, 2026
In the industry
27 y
since Apr 28, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Apr 15, 2026 · Denver, Co
- W•••• F•••• A••••••• wirehouseMay 11, 2023 to Jan 6, 2026 · La Jolla, Ca
- R•• C•••••• M••••••• L•• national BDJul 12, 2022 to May 3, 2023 · San Diego, Ca
- R•••••• J•••• • A••••••••• I••• national BDAug 27, 2019 to Jul 26, 2022 · Denver, Co
- W•••• F•••• A••••••• wirehouseMar 6, 2008 to Aug 29, 2019 · Newport Beach, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 7, 2008 · Torrance, Ca
- M••••• S•••••• D• I••• unclassifiedApr 27, 2004 to Apr 2, 2007 · Torrance, Ca
- P••••••••• S••••••••• C••••••••• independent RIAJun 5, 2003 to Feb 6, 2004 · Denver, Co
- W•••• F•••• I••••••••• L•• unclassifiedJan 13, 2003 to Mar 21, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left Jan 6, 2026, registered Apr 15, 2026 (99 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left May 3, 2023, registered May 11, 2023 (8 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• • A••••••••• I••• to R•• C•••••• M••••••• L••left Jul 26, 2022, registered Jul 12, 2022 (-14 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Aug 29, 2019, registered Aug 27, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Mar 7, 2008, registered Mar 6, 2008 (-1 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- P••••••••• S••••••••• C••••••••• to M••••• S•••••• D• I•••left Feb 6, 2004, registered Apr 27, 2004 (81 days) · Other
- W•••• F•••• I••••••••• L•• to P••••••••• S••••••••• C•••••••••left Mar 21, 2003, registered Jun 5, 2003 (76 days) · Other
Signals
- A•• M•••••• L••••• left W•••• F•••• A••••••• for P•••••••• S••••••••• I••• (registered 2026-04-15)Jan 6, 2026 · Advisor changed firm · fact
- A•• M•••••• L••••• left R•• C•••••• M••••••• L•• for W•••• F•••• A••••••• (registered 2023-05-11)May 3, 2023 · Advisor changed firm · fact
- A•• M•••••• L••••• left R•••••• J•••• • A••••••••• I••• for R•• C•••••• M••••••• L•• (registered 2022-07-12)Jul 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address