RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C•••• P••••
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• i••••••••• wealth currentsince Oct 12, 2020 · Yuma, Az
- E•••••• W••••• M••••••••• unclassifiedSep 17, 2020 to Oct 21, 2020 · Yuma, Az
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 7, 2012 to Sep 25, 2020 · San Diego, Ca
- G••••• W••••• M••••••••• I••• BD affiliatedJul 21, 2008 to Apr 30, 2012 · Englewood, Co
- E•••••• W••••• M••••••••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Oct 21, 2020, registered Oct 12, 2020 (-9 days) · Other · moved with a team
- I••••••••• F•••••••• G••••• L•• to E•••••• W••••• M•••••••••left Sep 25, 2020, registered Sep 17, 2020 (-8 days) · Other · moved with a team
- G••••• W••••• M••••••••• I••• to I••••••••• F•••••••• G••••• L••left Apr 30, 2012, registered May 7, 2012 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address