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Registered advisor
J•••• H•••• C••
Feed of 09/14/2026
Also filed as J•••• H Cox
At current firm
2 y
since Mar 14, 2024
In the industry
17 y
since Aug 29, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 14, 2024 · St Charles, Il
- N•••••• A••••••• BD affiliatedNov 18, 2019 to Jan 9, 2024 · Arlington Heights, Il
- W•••• F•••• A••••••• wirehouseNov 2, 2012 to Dec 5, 2019 · Barrington, Il
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2012 to Nov 12, 2012 · Oakbrook Terrace, Il
- W•••• F•••• A••••••• wirehouseSep 30, 2010 to Mar 27, 2012 · Deerfield, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJun 23, 2010 to Aug 27, 2010 · Elmhurst, Il
- W•••• F•••• A••••••• wirehouseAug 31, 2009 to Jun 30, 2010 · Arlington Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- N•••••• A••••••• to W•••• F•••• A•••••••left Jan 9, 2024, registered Mar 14, 2024 (65 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to N•••••• A•••••••left Dec 5, 2019, registered Nov 18, 2019 (-17 days) · Wirehouse to independent RIA · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 12, 2012, registered Nov 2, 2012 (-10 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Mar 27, 2012, registered Mar 27, 2012 (0 days) · Wirehouse to wirehouse
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Aug 27, 2010, registered Sep 30, 2010 (34 days) · Other
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left Jun 30, 2010, registered Jun 23, 2010 (-7 days) · Other
Signals
- J•••• H•••• C•• left N•••••• A••••••• for W•••• F•••• A••••••• (registered 2024-03-14)Jan 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address