RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E•••••••• S••••
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Jul 28, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerOct 30, 2015 to Jan 8, 2018 · San Antonio, Tx
- S••••• W••••• A•••••••• I••• no RAUMAug 13, 2014 to Sep 24, 2015 · Englewood, Co
- U••• F•••••••• P••••••• S••••••• formerJun 16, 2006 to Jul 1, 2014 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jul 28, 2020 (932 days) · corporate re-registration, not a move
- S••••• W••••• A•••••••• I••• to U••• F•••••••• P••••••• S•••••••left Sep 24, 2015, registered Oct 30, 2015 (36 days) · Other
- U••• F•••••••• P••••••• S••••••• to S••••• W••••• A•••••••• I•••left Jul 1, 2014, registered Aug 13, 2014 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address