RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- •••••••• independent RIA currentsince Feb 9, 2024 · Nashville, Tn
- W•••• F•••• A••••••• wirehouseMar 3, 2022 to Feb 20, 2024 · Evansville, In
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 3, 2022 · Evansville, In
- P••••••••• E••••• G••••• L•• unclassifiedFeb 23, 2000 to Jul 1, 2003 · Evansville, In
- W•••• F•••• A••••••• to ••••••••left Feb 20, 2024, registered Feb 9, 2024 (-11 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 3, 2022, registered Mar 3, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- N•••• B••• left W•••• F•••• A••••••• for &Partners (registered 2024-02-09)Feb 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address