DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy William Floyd
Feed of 09/15/2026
At current firm
3 y
since Apr 24, 2023
In the industry
28 y
since Dec 29, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Portside Wealth Group, LLC independent RIA currentsince Apr 24, 2023 · St George, Ut
- Townsquare Capital, LLC asset managerApr 24, 2018 to Jun 23, 2023 · St. George, Ut
- Yellowstone Partners formerAug 19, 2016 to Apr 27, 2018 · St. George, Ut
- LPL Financial LLC BD affiliatedSep 19, 2007 to Jun 10, 2016 · St George, Ut
- Secu Brokerage Services unclassifiedJul 8, 2005 to Sep 12, 2007 · St George, Ut
- UBS Financial Services Inc. wirehouseJan 13, 2004 to Jul 8, 2005 · Chico, Ca
- Wells Fargo Investments, LLC unclassifiedDec 15, 2003 to Jan 12, 2004 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Townsquare Capital, LLC to Portside Wealth Group, LLCleft Jun 23, 2023, registered Apr 24, 2023 (-60 days) · corporate re-registration, not a move
- Yellowstone Partners to Townsquare Capital, LLCleft Apr 27, 2018, registered Apr 24, 2018 (-3 days) · RIA to RIA
- LPL Financial LLC to Yellowstone Partnersleft Jun 10, 2016, registered Aug 19, 2016 (70 days) · Other
- Secu Brokerage Services to LPL Financial LLCleft Sep 12, 2007, registered Sep 19, 2007 (7 days) · Other
- UBS Financial Services Inc. to Secu Brokerage Servicesleft Jul 8, 2005, registered Jul 8, 2005 (0 days) · Other
- Wells Fargo Investments, LLC to UBS Financial Services Inc.left Jan 12, 2004, registered Jan 13, 2004 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address