DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Derrick Henry
Feed of 09/15/2026
Also filed as James Derrick Henry
At current firm
2 y
since Jul 10, 2024
In the industry
28 y
since Dec 10, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Mai Capital Management, LLC independent RIA currentsince Jul 10, 2024 · Murfreesboro, Tn
- Onedigital institutionalMay 8, 2023 to Jun 5, 2024 · Nashville, Tn
- Empower Advisory Group, LLC BD affiliatedJul 26, 2022 to Apr 25, 2023 · Murfreesboro, Tn
- Cetera Advisor Networks LLC formerJan 8, 2020 to Jun 24, 2022 · Brentwood, Tn
- Creative Planning Institutional Advisors, LLC institutionalDec 8, 2016 to Jun 22, 2022 · Knoxville, Tn
- Cetera Advisor Networks LLC formerDec 6, 2016 to Dec 20, 2019 · Brentwood, Tn
- Independent Financial Partners BD affiliatedApr 26, 2016 to Dec 6, 2016 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Onedigital to Mai Capital Management, LLCleft Jun 5, 2024, registered Jul 10, 2024 (35 days) · Other
- Empower Advisory Group, LLC to Onedigitalleft Apr 25, 2023, registered May 8, 2023 (13 days) · Other
- Cetera Advisor Networks LLC to Empower Advisory Group, LLCleft Jun 24, 2022, registered Jul 26, 2022 (32 days) · Affiliated broker-dealer or bank to another
- Creative Planning Institutional Advisors, LLC to Cetera Advisor Networks LLCleft Jun 22, 2022, registered Jan 8, 2020 (-896 days) · Other
- Cetera Advisor Networks LLC to Creative Planning Institutional Advisors, LLCleft Dec 20, 2019, registered Dec 8, 2016 (-1107 days) · Other
- Independent Financial Partners to Cetera Advisor Networks LLCleft Dec 6, 2016, registered Dec 6, 2016 (0 days) · Other
Signals
- James Derrick Henry left Onedigital for Mai Capital Management, Llc (registered 2024-07-10)Jun 5, 2024 · Advisor changed firm · fact
- James Derrick Henry left Empower Advisory Group, Llc for Onedigital (registered 2023-05-08)Apr 25, 2023 · Advisor changed firm · fact
- James Derrick Henry left Cetera Advisor Networks Llc for Empower Advisory Group, Llc (registered 2022-07-26)Jun 24, 2022 · Advisor changed firm · fact
- James Derrick Henry left Creative Planning Institutional Advisors, Llc for Cetera Advisor Networks Llc (registered 2020-01-08)Jun 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address