DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B•••••••

S•••••••• A••••••• L••national BDCorona, Cadual registrantIAPD 2974007

Feed of 09/14/2026

Also filed as Melisa May Smith

At current firm

0 y

since May 30, 2026

In the industry

26 y

since Feb 24, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since May 30, 2026 · Corona, Ca
O•••• W•••••• I••• BD affiliated
Aug 29, 2025 to Nov 25, 2025 · Tustin, Ca
E••••• J•••• national BD
Aug 22, 2024 to Aug 26, 2025 · Rancho Mirage, Ca
R••••••••• P••••••• O• A•••••• independent RIA
Aug 26, 2015 to Feb 2, 2016 · Irvine, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Mar 9, 2012 to Oct 4, 2013 · Corona, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to S•••••••• A••••••• L••
left Nov 25, 2025, registered May 30, 2026 (186 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to O•••• W•••••• I•••
left Aug 26, 2025, registered Aug 29, 2025 (3 days) · Affiliated broker-dealer or bank to another
R••••••••• P••••••• O• A•••••• to E••••• J••••
left Feb 2, 2016, registered Aug 22, 2024 (3124 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to R••••••••• P••••••• O• A••••••
left Oct 4, 2013, registered Aug 26, 2015 (691 days) · Other

Signals

M•••••• B••••••• left O•••• W•••••• I••• for S•••••••• A••••••• L•• (registered 2026-05-30)
Nov 25, 2025 · Advisor changed firm · fact
M•••••• B••••••• left E••••• J•••• for O•••• W•••••• I••• (registered 2025-08-29)
Aug 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address