RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• Z••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 1, 2026 · Hallandale Beach, Fl
- M••••• S•••••• wirehouseOct 14, 2014 to May 1, 2026 · Aventura, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 4, 2012 to Oct 27, 2014 · Aventura, Fl
- W•••• F•••• A••••••• wirehouseNov 28, 2011 to Dec 2, 2011 · Miami, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 5, 2012 · North Miami Beach, Fl
- W••• I••••••••• I••• unclassifiedSep 19, 2002 to May 2, 2009 · N. Miami Beach, Fl
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left May 1, 2026, registered May 1, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M••••• S••••••left Oct 27, 2014, registered Oct 14, 2014 (-13 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Oct 5, 2012, registered Nov 28, 2011 (-312 days) · Other
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 2, 2011, registered Oct 4, 2012 (307 days) · Wirehouse to wirehouse
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- M•••••• Z•••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-01)May 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address