RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• W••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 22, 2026 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedJun 3, 2025 to Feb 12, 2026 · Charlotte, Nc
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealthSep 1, 2017 to Jan 22, 2026 · Charlotte, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 13, 2016 to Sep 6, 2017 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerJun 23, 2009 to Dec 31, 2016 · Charlotte, Nc
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 12, 2026, registered Jan 22, 2026 (-21 days) · Affiliated broker-dealer or bank to another
- I••••••••• A•••••• A•••••••• L•• to L•• F•••••••• L••left Jan 22, 2026, registered Jun 3, 2025 (-233 days) · Other
- T••••• A••••••• S•••••••• I••• to I••••••••• A•••••• A•••••••• L••left Sep 6, 2017, registered Sep 1, 2017 (-5 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 13, 2016 (-109 days) · corporate re-registration, not a move
- J•••••• M•••••• W•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-22)Feb 12, 2026 · a•••••• firm change · fact
- J•••••• M•••••• W•••••• left I••••••••• A•••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-06-03)Jan 22, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address