DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric David Smiley

Oneamerica Securities, Inc.BD affiliatedFishers, In dual registrantIAPD 2978413

Feed of 09/14/2026

Also filed as Eric Smiley

At current firm

15 y

since Apr 25, 2011

In the industry

28 y

since Jan 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oneamerica Securities, Inc. BD affiliated current
since Apr 25, 2011 · Indianapolis, In
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Apr 13, 2011 · Fishers, In
Natcity Investments, Inc. unclassified
Jul 17, 2007 to Nov 13, 2009 · Greenwood, In
Woodbury Financial Services, Inc. former
Apr 7, 2006 to Jun 27, 2007 · Mason, Oh

Moves

a registration end followed by a registration begin elsewhere

Pnc Wealth Management to Oneamerica Securities, Inc.
left Apr 13, 2011, registered Apr 25, 2011 (12 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Woodbury Financial Services, Inc. to Natcity Investments, Inc.
left Jun 27, 2007, registered Jul 17, 2007 (20 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address