RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• M•••••••
- T•• P•••••• G•••• independent RIA currentsince Apr 6, 2018 · Dublin, Oh
- M•••••• A••••• S••••••••• L•• BD affiliatedOct 12, 2017 to Apr 9, 2018 · Dublin, Oh
- K••••• A•••••••• I••• BD affiliatedOct 31, 2014 to Sep 29, 2017 · Dublin, Oh
- F•• S••••••••• C••••••••• formerMay 14, 2012 to Nov 3, 2014 · Milton, Ga
- M••••••••• I••••••••• S•••••••• I••• formerAug 13, 2010 to Mar 30, 2012 · Dublin, Oh
- B••••••••• I••••••••• A••••••• S••••••• formerJun 22, 2007 to Mar 24, 2010 · Dublin, Oh
- G•••••••• F••••••••• I•• unclassifiedMay 2, 2005 to Jun 29, 2007 · Columbus, Oh
- S•• I••••••••• I••• formerJan 8, 2004 to May 13, 2005 · Columbus, Oh
- M•••••• A••••• S••••••••• L•• to T•• P•••••• G••••left Apr 9, 2018, registered Apr 6, 2018 (-3 days) · RIA to RIA
- K••••• A•••••••• I••• to M•••••• A••••• S••••••••• L••left Sep 29, 2017, registered Oct 12, 2017 (13 days) · Other
- F•• S••••••••• C••••••••• to K••••• A•••••••• I•••left Nov 3, 2014, registered Oct 31, 2014 (-3 days) · Other
- M••••••••• I••••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Mar 30, 2012, registered May 14, 2012 (45 days) · Other
- B••••••••• I••••••••• A••••••• S••••••• to M••••••••• I••••••••• S•••••••• I•••left Mar 24, 2010, registered Aug 13, 2010 (142 days) · Other
- G•••••••• F••••••••• I•• to B••••••••• I••••••••• A••••••• S•••••••left Jun 29, 2007, registered Jun 22, 2007 (-7 days) · Other
- S•• I••••••••• I••• to G•••••••• F••••••••• I••left May 13, 2005, registered May 2, 2005 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address