RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T•••••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 2, 2022 · Idaho Falls, Id
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 2, 2022 · Idaho Falls, Id
- Z•••• C•••••• A•••••••• I••• institutionalJan 12, 2006 to Jan 3, 2011 · Salt Lake City, Ut
- Z•••• D•••••• I••• unclassifiedApr 6, 2004 to Dec 31, 2006 · Idaho Falls, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2002 to Dec 2, 2002 · Idaho Falls, Id
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 2, 2022, registered Sep 2, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- Z•••• C•••••• A•••••••• I••• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · Other
- Z•••• D•••••• I••• to Z•••• C•••••• A•••••••• I•••left Dec 31, 2006, registered Jan 12, 2006 (-353 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to Z•••• D•••••• I•••left Dec 2, 2002, registered Apr 6, 2004 (491 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address