RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••••• E••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 30, 2026 · Somerset, Ma
- L•• F•••••••• L•• BD affiliatedNov 25, 2013 to Jul 28, 2025 · Stamford, Ct
- C••••••• • C••• I••• formerSep 3, 2013 to Nov 29, 2013 · Reading, Ma
- J••• M••••• S••••••••• L•• wirehouseSep 23, 2010 to Dec 31, 2011 · Boston, Ma
- S••••••• P•••••• A•••••••• L••• institutionalMar 5, 2007 to Sep 14, 2010 · Wakefield, Ma
- C••••••• • C••• I••• to L•• F•••••••• L••left Nov 29, 2013, registered Nov 25, 2013 (-4 days) · Other
- J••• M••••• S••••••••• L•• to C••••••• • C••• I•••left Dec 31, 2011, registered Sep 3, 2013 (612 days) · Other
- S••••••• P•••••• A•••••••• L••• to J••• M••••• S••••••••• L••left Sep 14, 2010, registered Sep 23, 2010 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address