RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R• S••••••
- S•••• W••• F•••••••• former currentsince Oct 2, 2025 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jul 8, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerJun 3, 2010 to Jan 8, 2018 · San Antonio, Tx
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 2, 2008 to May 13, 2010 · Irving, Tx
- G••••••• W••••• M••••••••• L•• unclassifiedOct 14, 2005 to Mar 27, 2008 · Friendswood, Tx
- L•• F•••••••• L•• BD affiliatedMay 23, 2003 to Jan 2, 2004 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseFeb 23, 2001 to Jun 3, 2003 · Kingwood, Tx
- U••• I••••••••• S••••••• C•••••• to S•••• W••• F••••••••left Jul 8, 2020, registered Oct 2, 2025 (1912 days) · Other
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- T••••••• I••••••••• M••••••••• I••• to U••• F•••••••• P••••••• S•••••••left May 13, 2010, registered Jun 3, 2010 (21 days) · Other
- G••••••• W••••• M••••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Mar 27, 2008, registered May 2, 2008 (36 days) · Other
- L•• F•••••••• L•• to G••••••• W••••• M••••••••• L••left Jan 2, 2004, registered Oct 14, 2005 (651 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Jun 3, 2003, registered May 23, 2003 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address