RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 27, 2025 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseApr 24, 2020 to May 28, 2025 · Tarpon Springs, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 1, 2018 to Mar 2, 2020 · Tampa, Fl
- S•••••• S••••••••• I••• BD affiliatedMay 12, 2017 to Mar 28, 2018 · Tampa, Fl
- W•••• F•••• A••••••• to M••••• S••••••left May 28, 2025, registered May 27, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Mar 2, 2020, registered Apr 24, 2020 (53 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2018, registered Nov 1, 2018 (218 days) · Other
- A••••• L•• S••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-05-27)May 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address