RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- H•••• W••••• state registered currentsince Jun 29, 2026 · Fishers, In
- I••••• L•• independent RIAJul 16, 2021 to Jul 3, 2026 · Indianapolis, In
- P••••••••• C•••••• A••••••• independent RIAJan 3, 2019 to May 3, 2021 · Wayzata, Mn
- P•••••••• I••••••••• unclassifiedApr 6, 2017 to Sep 21, 2021 · Lake Elmo, Mn
- G•••••••• D••••••• L•• formerOct 3, 2016 to Mar 2, 2017 · St. Paul, Mn
- B•• W••••• M••••••••• independent RIAJul 29, 2016 to Oct 3, 2016 · Bloomington, Mn
- I••••• L•• to H•••• W•••••left Jul 3, 2026, registered Jun 29, 2026 (-4 days) · RIA to a state-registered adviser
- P•••••••• I••••••••• to P••••••••• C•••••• A•••••••left Sep 21, 2021, registered Jan 3, 2019 (-992 days) · Other
- P••••••••• C•••••• A••••••• to I••••• L••left May 3, 2021, registered Jul 16, 2021 (74 days) · RIA to RIA
- G•••••••• D••••••• L•• to P•••••••• I•••••••••left Mar 2, 2017, registered Apr 6, 2017 (35 days) · Other
- B•• W••••• M••••••••• to G•••••••• D••••••• L••left Oct 3, 2016, registered Oct 3, 2016 (0 days) · Other · moved with a team
- D•••• K•••••• M•••• left I••••• L•• for H•••• W••••• (registered 2026-06-29)Jul 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address