RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H•••• M•••••••
- M•••••••• A••••••• mixed wealth currentsince Jul 11, 2025 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedJun 1, 2016 to Sep 12, 2025 · Danvers, Ma
- E••••• J•••• national BDMar 26, 2012 to May 27, 2016 · St Louis, Mo
- U••• F•••••••• P••••••• S••••••• formerSep 15, 2009 to Apr 5, 2012 · Danvers, Ma
- A••••• A•• P••••••• S••••••• BD affiliatedMay 2, 2008 to Jul 24, 2009 · Boston, Ma
- I••• S••••••••• I••• unclassifiedFeb 2, 2004 to Sep 16, 2005 · Lexington, Ma
- Q•••• • R•••••• I••• unclassifiedMay 13, 2003 to Feb 9, 2004 · Cambridge, Ma
- L•• F•••••••• L•• to M•••••••• A•••••••left Sep 12, 2025, registered Jul 11, 2025 (-63 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to L•• F•••••••• L••left May 27, 2016, registered Jun 1, 2016 (5 days) · Other
- U••• F•••••••• P••••••• S••••••• to E••••• J••••left Apr 5, 2012, registered Mar 26, 2012 (-10 days) · Other
- A••••• A•• P••••••• S••••••• to U••• F•••••••• P••••••• S•••••••left Jul 24, 2009, registered Sep 15, 2009 (53 days) · Other
- I••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 16, 2005, registered May 2, 2008 (959 days) · Other
- Q•••• • R•••••• I••• to I••• S••••••••• I•••left Feb 9, 2004, registered Feb 2, 2004 (-7 days) · Other
- J••• H•••• M••••••• left L•• F•••••••• L•• for M•••••••• A••••••• (registered 2025-07-11)Sep 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address