DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Diego A. Patino
Certified Financial Planner
Feed of 09/15/2026
Also filed as Diego Alberto Patino
At current firm
3 y
since Dec 12, 2022
In the industry
27 y
since Dec 30, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Texas Capital Bank Private Wealth Advisors independent RIA currentsince Dec 12, 2022 · Dallas, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 18, 2017 to Nov 29, 2022 · Houston, Tx
- Citigroup Global Markets Inc. BD affiliatedMay 9, 2014 to Aug 3, 2017 · Houston, Tx
- Morgan Stanley wirehouseOct 22, 2010 to May 5, 2014 · Houston, Tx
- Wells Fargo Investments, LLC unclassifiedNov 23, 2009 to Oct 25, 2010 · Houston, Tx
- Wells Fargo Advisors wirehouseJun 23, 2008 to Nov 25, 2009 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Texas Capital Bank Private Wealth Advisorsleft Nov 29, 2022, registered Dec 12, 2022 (13 days) · Wirehouse to independent RIA
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 3, 2017, registered Aug 18, 2017 (15 days) · Other
- Morgan Stanley to Citigroup Global Markets Inc.left May 5, 2014, registered May 9, 2014 (4 days) · Other
- Wells Fargo Investments, LLC to Morgan Stanleyleft Oct 25, 2010, registered Oct 22, 2010 (-3 days) · Other
- Wells Fargo Advisors to Wells Fargo Investments, LLCleft Nov 25, 2009, registered Nov 23, 2009 (-2 days) · Other
Signals
- Diego A. Patino left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Texas Capital Bank Private Wealth Advisors (registered 2022-12-12)Nov 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address