RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S• R••••••••
- J• S•••• A•••• M••••••••• C••••••••• independent RIA currentsince Jul 17, 2026 · New York City, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2020 to May 13, 2025 · New York, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 27, 2018 to Apr 6, 2020 · Rochester, Ny
- E•••••••• A•••••••• L•• national BDAug 17, 2016 to Jan 18, 2018 · Edison, Nj
- E••••• J•••• national BDNov 6, 2014 to Jan 20, 2015 · Dayton, Nj
- M••••• S•••••• wirehouseFeb 23, 2010 to May 12, 2011 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• to J• S•••• A•••• M••••••••• C•••••••••left May 13, 2025, registered Jul 17, 2026 (430 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 6, 2020, registered May 8, 2020 (32 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 18, 2018, registered Feb 27, 2018 (40 days) · Other
- E••••• J•••• to E•••••••• A•••••••• L••left Jan 20, 2015, registered Aug 17, 2016 (575 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to E••••• J••••left May 12, 2011, registered Nov 6, 2014 (1274 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• S• R•••••••• left C•••••••• G••••• M•••••• I••• for J• S•••• A•••• M••••••••• C••••••••• (registered 2026-07-17)May 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address