RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince May 21, 2025 · Winter P•••, Fl
- P••• A••••• S••••••••• L•• BD affiliatedMar 28, 2023 to May 21, 2025 · Maitland, Fl
- S••••• W••••• A•••••••• I••• no RAUMJan 25, 2019 to Jul 30, 2021 · Orlando, Fl
- M••••• S•••••• wirehouseDec 28, 2015 to Sep 27, 2018 · Orlando, Fl
- S••••••• I••••••••• S•••••••• I••• formerOct 29, 2007 to Dec 21, 2015 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDFeb 15, 2007 to Oct 29, 2007 · Fishers (Indianapolis), In
- S••••••• I••••••••• S•••••••• I••• formerAug 3, 2005 to Feb 9, 2007 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDMar 28, 2003 to Nov 23, 2004 · Fl
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left May 21, 2025, registered May 21, 2025 (0 days) · Affiliated broker-dealer or bank to another
- S••••• W••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Jul 30, 2021, registered Mar 28, 2023 (606 days) · Other
- M••••• S•••••• to S••••• W••••• A•••••••• I•••left Sep 27, 2018, registered Jan 25, 2019 (120 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••• I••••••••• S•••••••• I••• to M••••• S••••••left Dec 21, 2015, registered Dec 28, 2015 (7 days) · Other
- C•••••• S••••• • C••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 29, 2007, registered Oct 29, 2007 (0 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Feb 9, 2007, registered Feb 15, 2007 (6 days) · Other
- C•••••• S••••• • C••• I••• to S••••••• I••••••••• S•••••••• I•••left Nov 23, 2004, registered Aug 3, 2005 (253 days) · Other
- E••••• B••••• left P••• A••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-05-21)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address